Corporate Governance

Public Company–Related Documents

• Corporate Governance Guidelines (PDF)
• Code of Business Conduct and Ethics (PDF)
• Code of Ethics for the Chief Executive Officer and Senior Financial Officers (PDF)
• Charter of the Audit Committee (PDF)
• Charter of the Compensation Committee (PDF)
• Charter of the Corporate Governance Committee (PDF)
• Charter of the Executive Committee (PDF)
• By-laws of the AllianceBernstein Corporation (PDF)
• Amendment No. 1 to AllianceBernstein L.P. Partnership Agreement (PDF)
• Amended and Restated Agreement of Limited Partnership of AllianceBernstein L.P. (PDF)
• Amendment No. 1 to AllianceBernstein Holding L.P. Partnership Agreement (PDF)
• Amended and Restated Agreement of Limited Partnership of AllianceBernstein Holding L.P. (PDF)

NOTE: Section 303A.00 of the NYSE Listed Company Manual exempts limited partnerships from compliance with Section 303A.01, 303A.04 and 303A.05 of the NYSE Manual. AllianceBernstein Holding L.P. (NYSE: AB) is a limited partnership.

The Board of Directors of AllianceBernstein Corporation (“Board”), general partner of AllianceBernstein Holding, voluntarily has adopted a Corporate Governance Committee Charter that complies with Section 303A.04 and a Compensation Committee Charter that complies with Section 303A.05. These documents, as well as the membership of each Committee, may be found on this website, and we provided the location of these postings in our Form 10-K for the year ended December 31, 2013, as filed February 12, 2014. Please note that our Corporate Governance Committee has five members, three of whom are independent, and our Compensation Committee has five members, three of whom are independent.

Investment Advisor–Related Documents

• AllianceBernstein Limited Pillar 3 Disclosures (PDF)
• AllianceBernstein Form ADV, Part 1 (PDF)
• AllianceBernstein Form ADV, Part 2A (PDF)