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Current Perspectives Summary

  • DC Trends

DOL’s Proposed Fiduciary Rule Prompts Strong Reaction

March 14, 2011

The Department of Labor’s (DOL) recent proposal to redefine what constitutes a fiduciary under the Employee Retirement Income Security Act (ERISA) caused a strong reaction in the financial-services community. This DC regulatory update provides background on the current Fiduciary Investment Advice Rule, activities that could result in fiduciary status under the proposed rule, and insight into the comments and concerns expressed during the DOL’s public hearing.

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