We collect Personal Information relating to California residents in a variety of contexts. For example, we collect Personal Information relating to California residents: (i) who are prospective consumers of our services for their personal, family or household purpose with whom we do not yet have a relationship, (ii) who obtain our products and services on behalf of institutional or other commercial purposes or are individuals associated with our institutional-investor customers, (iii) who represent businesses that we interact with (e.g., our service providers, vendors, business partners, counterparties, and third party professional services providers), (iv) who visit our locations or facilities in California, and (v) who visit our web sites. The specific Personal Information that we collect, use, and disclose relating to a California resident will depend on our specific relationship or interaction with that individual.
In the past 12 months, we have collected the following categories of Personal Information relating to California residents. These categories are defined by California law. We do not necessarily collect all information listed in a particular category, nor do we collect all categories of information for all individuals.
We have shared information in each of the following categories with our affiliates and service providers for our business purposes within the last 12 months. As a financial services company, we may also receive requests for information from regulatory authorities, our auditors and/or our legal advisors. If requested from such parties, we would share your Personal Information as appropriate. In the event we are acquired by or merge with another company, or otherwise undergo a change of control, we may also share each of the below categories as part of that transaction.
In the past 12 months, however, we have not "sold" or “shared” for “cross-context behavioral advertising” any Personal Information relating to California residents within the meaning of the CCPA. Please note that Personal Information we collect from or generate about you in connection with providing you a financial service or product for personal, family, or household purposes may be shared with third parties pursuant to the GLBA.